KC IRB New Exempt Study

In order to move to any of the other tabs, you must complete information on the Protocol tab first. Once you have completed all required fields, you can save the information and move to the next tab.

Required Fields for Saving Document

  1. Protocol Type: Exempt
  2. Title: Enter the title of your study.
  3. Principal Investigator: Identify the Principal Investigator (PI) by:
    1. Enter the user Id in the box and press tab, which will populate the PI Name and Lead Unit; OR
    2. Click the magnifying glass, which will bring up a search window:  Enter the PI’s Last Name in the appropriate field and click search.  Helpful Tip, using the “*” before or after a person’s name is helpful in ensuring the correct person is found.  For example, “Johnson*”.  
    3. Click return value next to the appropriate person. This will populate the PI name and lead unit on the Protocol tab.
  4. Additional Information: N/A
  5. Organizations: Add IU affiliated organizations (locations) that are engaged in the research, i.e., any organization where subject records will be accessed, or where research related interactions and/or interventions occur. For more information on IU affiliated organizations please see IU-affiliated research personnel
    1. Select the magnifying glass, which will bring up an organization lookup screen listing frequently used organizations. From the list, check the box or boxes for the organization(s) engaged in the research.
    2. If the organization you are searching for isn’t listed, change the value in the Organization Type field to "select" and click search to return all organizations included in the KC Organizations database.
      1. To narrow your search, enter part of the organization’s name in the Organization Name text box (e.g., *health*).
    3. Check the box or boxes for the organization(s) engaged in the research.
    4. Click return selected. All organizations checked will populate onto the Organizations panel on the Protocol tab.
  6. Funding Sources: All studies must have some kind of funding source listed.  If your study is not funded, select unfunded from the dropdown and click add. For additional information about how to add funding sources, refer to the Quick Guide: Adding Funding.
      1. In the Count field, enter the total number of subjects to be enrolled in the research and click add.
      2. Although not required, other possible Participant Types you may list include children (subjects under the age of 18) and students.  If you wish to list either type, select from the dropdown, and click add to finalize your entry (you do not need to enter a count).

Once all required information has been entered on the Protocol tab, click save and navigate to the next tab.

For information regarding who should be listed on this tab, please refer to Quick Guide: Research Personnel.

  1. The Principal Investigator identified on the Protocol tab will display in the first folder on the Personnel tab.
  2. For additional information on how to add Personnel, refer to the Quick Guide: Adding or Removing Personnel.
  3. Conflict of Interest Questionnaire: Once all personnel have been added, the Conflict of Interest Questionnaire should be completed.
  4. Click save and navigate to the next tab.

Study personnel are automatically assigned certain permissions based on the protocol role assigned to them on the Personnel tab. The Permissions tab is where additional persons who need access to the KC IRB Protocol, but aren’t directly engaged in the research. e.g., an administrator whose only role is to submit items to the IRB, are added.  For additional information about how to add persons to the Permissions tab, refer to the Quick Guide: Permissions.

Individuals who need to edit the KC Protocol or receive notifications should be designated as Study Manager/Correspondent; otherwise, use the Viewer role.

Click save and navigate to the next tab.

  1. Click ►show on the Exempt Research panel.
    1. Complete all questions that appear.  Depending on the specific question and your response, additional questions may appear. Be sure to select update to ensure that all required questions appear.
    2. Once the Questionnaire label has turned green and notes “(Complete)”, you are ready to move on to the next tab.
  2. Click save and navigate to the next tab.

There are no specific document requirements for exempt research; however, there may be some that are needed based on the type of research and activities being conducted.  To upload a document for review:

  1. Click ►show on Protocol Attachments folder to attach any required study documents
    1. Select an Attachment Type from the drop-down list.
      1. Common Attachment Types for Exempt Research:
        • Data Collection Instrument
        • Recruitment Materials – flyers, emails, letter, call script, etc.
        • Study Information Sheet
        • Other – for supporting documents that do not meet any of the above criteria)
    2. Enter a Description that will help you identify the document, e.g. “Protocol.” 
    3. To add an attachment, click Browse for File Name.
      1. Locate the file and click open to attach. Note: all commonly used file types should be compatible except for “.msg” (Outlook messages).
    4. When file returns, click add.
    5. Repeat as many times as necessary to add all necessary documents.
  2. When all documents have been added, select save and navigate to the next tab.

When the item is ready for review, it must be submitted in the KC system via the Protocol Actions tab.

  1. Click ►show on the Request an Action panel.
  2. Click ►show next to Submit for Review.
  3. Click submit.

Contact the IU Human Research Protection Program

Human Subjects Research Questions:

Email: irb@iu.edu

Phone: (317) 274-8289

KC IRB Help:

Email: kcirb@iu.edu

Phone: (812) 856-4242